Expertise
Transparency
Holistic
Integrity
Client First
Solutions
As a Personal Finance Professional, I shall follow and abide by the following Code of Ethics and Professional Conduct to live up to the Trust endowed in me by my Clients and to uphold the Dignity of our profession.
My Clients trust me for being an expert in the field of personal finance. I shall keep myself updated with the required knowledge and skills to provide expert recommendations to my Clients.
My Clients trust me for being transparent in all my dealings with them. I shall voluntarily disclose all material facts and conflicts of interest in a fair and transparent manner to my clients.
My Clients trust me for empathizing with their dreams, goals, aspirations and anxieties. I shall be mindful, compassionate and respectful of all their feelings around both Money and Life.
My Clients trust me for being honest in our relationship; I shall always maintain integrity of our professional relationship and never do anything which is a letdown to my clients.
My Clients trust me for providing truly unbiased and independent advice. I shall ensure that my clients’ interest always comes before my personal gains and advice is void of any biases.
My Clients trust me for providing solutions to their problems, needs and requirements and not merely execute their transactions. I shall be diligent in offering the best possible solutions.
Risk Factors – Investments in Mutual Funds are subject to Market Risks. Read all scheme related documents carefully before investing. Mutual Fund Schemes do not assure or guarantee any returns. Past performances of any Mutual Fund Scheme may or may not be sustained in future. There is no guarantee that the investment objective of any suggested scheme shall be achieved. All existing and prospective investors are advised to check and evaluate the Exit loads and other cost structure (TER) applicable at the time of making the investment before finalizing on any investment decision for Mutual Funds schemes. We deal in Regular Plans only for Mutual Fund Schemes and earn a Trailing Commission on client investments. Disclosure For Commission earnings is made to clients at the time of investments. Option of Direct Plan for every Mutual Fund Scheme is available to investors offering advantage of lower expense ratio. We are not entitled to earn any commission on Direct plans. Hence we do not deal in Direct Plans.
AMFI Registered Mutual Fund Distributor | ARN- 3511 | Initial Registration Date- 31.03.2003 | Valid Upto- 26.03.2025
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